Creating an HS-PCI-Enabled Site

When you run Server and Site creation wizards, you have the option to create a Site with or without PCI DSS HS compliance. If you choose to create an HS-PCI-enabled Site, the Site Setup wizard also determines the status of the Auditing and Reporting Module (ARM); if PCI is enabled, but ARM is not, a warning message appears to inform you that you must enable ARM on the Server before creating the Site.

For details of configuring Servers and Sites, and enabling ARM on the Server, refer to the following topics:

Server Setup Wizard

Configuring the Auditing and Reporting Module

Before creating an HS-PCI-enabled Site, review the other topics in The HS-PCI Module.

You will need the following information to create and configure an HS-PCI-enabled Site:

• Site name, listening IP address, and administrator port (you should use a port other than the default of 1100)

• Site root folder path (location)

• User authentication type (for HS-PCI-enabled Sites, only GlobalSCAPE EFT Server authentication and ODBC authentication are available)

• Connection information (host IP address, etc.)

• DMZ Gateway (Server designed to reside in the demilitarized zone to provide secured communications with EFT Server behind intranet firewalls without requiring any inbound firewall holes between the internal network and the DMZ.) IP address and port (you should use a port other than the default of 44500)

• SSL keys/certificate/ciphers/version information

Compliance with PCI DSS (Multifaceted security standard that includes requirements for security management, policies, procedures, network architecture, software design, and other critical protective measures.) requires that users change their password upon initial login. Because the SSL certificate-based login and the SFTP Public key only login methods do not use a password, they potentially violate the PCI DSS and are, therefore, not available with HS-PCI-enabled Sites.

The wizard performs several checks and asks you to provide information based on the results of those checks, including:

• Is the HS-PCI module in the trial period?

• If not in trial period, is the module activated?

• Is ARM enabled?

• Which authentication method are you using to authenticate users?

• Is remote administration enabled?

• Is SSL enabled for remote administration?

• Are password security options for delegated administration set?

• Is the daily PCI DSS report enabled?

• Is FTPS/HTTPS/SFTP enabled?

• Is the default banner for SFTP used?

The wizard is quite intuitive and provides instructions where necessary. The wizard pages change based on your selections. The procedure below walks you through the most common scenarios.

To setup an HS-PCI-enabled Site

1. Do one of the following:

• After Server setup is complete, the Site Setup wizard appears. Click Use the hardened settings in the PCI DSS High Security add-on module.

• In EFT Administrator, click Configuration > Create new PCI DSS High Security Site.

The Site Setup wizard Welcome page appears.

2. In the Site name box, type a name a unique name for the Site. The default name is MySite, but you change it to anything you want. The name you provide here will appear in the Server tree in the left pane of EFT Administrator and in reports and messages.

3. In the Listening IP box, specify the IP address the Site should listen on, or leave the default of All Incoming.

4. Click Next. The Site Root Folder page appears.

5. In the Site root box, leave the default or click Browse to specify the root folder.

6. In the Additional options area, select the check boxes as needed:

• Select the Create UNIX-style subfolders check box to create Usr, Pub, Bin, and Incoming folders with appropriate permissions under the root folder. This is only necessary if you are trying to mimic a typical default *nix EFT Server setup.

• Select the Automatically assign home folders to newly created users t o automatically create a user folder under \Site Root\Usr\ when a new user is added.

7. Click Next. The User Authentication page appears.

8. In the Authentication type list, specify one of the following authentication methods that this Site will use to authenticate user connections:

• GlobalSCAPE EFT Server Authentication

• Windows Active Directory Authentication - If you are using this method, also refer to Creating a Site that Uses NT Authentication.

• LDAP Authentication - If you are using this method, also refer to LDAP Authentication.

• ODBC authentication - If you are using ODBC authentication, also refer to Creating a Site that Uses ODBC Authentication.

9. Click Next. The EFT Server Authentication settings page appears.

10. The default path to store the user database appears in the box. If you want to store the user database in a different location, click the Browse icon or type the path in the box.

11. Click Next. The Perimeter Network Security page appears.

12. Specify whether to connect the Site to EFT Server's DMZ Gateway.

• If you choose not to connect to DMZ Gateway, click in the text box and provide a reason for not using DMZ Gateway. (The reason will appear in the Description box of the PCI DSS Compliance report.)

• If you choose to connect to DMZ Gateway, click Connect this site to EFT Server's DMZ Gateway, specify its IP address and port, then click Test Connection.

13. Click Next. If you specified a default port for DMZ Gateway, the Vendor Defaults page appears.

14. Change the port number to a non-default number, or provide a reason for keeping the default port. (The reason will appear in the Description box of the PCI DSS Compliance report.)

15. Click Next. If the Server was configured with the default Administrator port of 1100, the Vendor Defaults page appears for you to change the Administrator port or provide justification for using the default.

16. Click Next. The Data Retention and Disposal page appears.

17. Do one of the following:

• Specify the file extensions to be deleted, the frequency, and the folder from which to delete them.

• Click Don't set a data retention and disposal policy, then, in the text box, provide the justification and compensating control. (The reason will appear in the Description box of the PCI DSS Compliance report.) See Specifying File Deletion Options for more data wiping options.

18. Click Next. The Administrator Account Password Security page appears.

19. Keep the default of enabling the administrator account password security settings or click Continue without changing administrator account password security settings, then provide the justification and compensating control. (The reason will appear in the Description box of the PCI DSS Compliance report.)

20. Click Next. The Daily PCI DSS Audit Report page appears.

21. Do one of the following:

• Click Audit and send report daily, then provide the recipient's e-mail address. (The SMTP settings were configured during Server setup.)

• Click Do not generate daily report and type a reason for not generating the report automatically. For example, you can generate the report on the fly in EFT Administrator. (The reason will appear in the Description box of the compliance report.)

22. Click Next. The Data Sanitization page appears.

23. Do one of the following:

• Click Enable data wiping, then, in the Data sanitization method box, click which method  EFT Server is to use to wipe data.

• Click Windows default (no wipe) and type a reason for not specifying a data sanitization method for EFT Server to use. For example, you might be using a third-party tool for sanitization. (The reason will appear in the Description box of the PCI DSS compliance report.)

24. Click Next. The Connection Protocols page appears.

25. Select one or more check boxes for the protocol(s) and specify the port numbers that this Site will use to connect to EFT Server.

If you specify plain-text FTP or HTTP, after you click Next, EFT Server will prompt you to disable these unsecure protocols or continue and supply justification.

• If you choose SSL, click SSL options and SSL certs for further configuration.

• Click SSL options to define the allowed SSL versions and ciphers.

Most Web browsers do not have TLS turned on by default, which causes things like redirecting to the account management page to fail, because the browser cannot make the SSL connection, and it returns an error. For this reason, default SSL security options for an HS-PCI-enabled Site include SSL 3.0 in addition to TLS 1.0.

• Click SSL certs to define the SSL certificate to use for this Site.

If you do not enable SSL, you will not be able to connect to EFT Server from a remote EFT Administrator. See Creating Certificates, Importing a Certificate into the Trusted Certificate Database, and Importing Certificates from Microsoft IIS 5 for information regarding certificates.   Regarding SSL certificate-based login, compliance with PCI DSS (Multifaceted security standard that includes requirements for security management, policies, procedures, network architecture, software design, and other critical protective measures.) requires that users change their password upon initial login. Because SSL certificate-based login does not use a password, it potentially violates the PCI DSS and is, therefore, not available with HS-PCI-enabled Sites.

• If you choose SFTP, click SFTP options and SFTP keys for further configuration. EFT Server will automatically generate SFTP keys if SFTP is selected.

Because the SFTP Public key only method does not use a password, it potentially violates the PCI DSS and is, therefore, not available with HS-PCI-enabled Sites. You can, however, use the Public Key and Password method.

• If you choose AS2 over HTTP/S, click Configure to specify your AS2 identifier and certificate information.

26. Click Next. The Vendor Default page appears if the default SFTP banner message is used on the Server.

27. Do one of the following:

• Click Change SFTP message banner to, then provide the software version and, optionally, comments.

• Click Continue without making any changes, then type the reason for keeping the default banner message.

28. Click Next. The Site Setup Completed page appears.

29. You are offered the option of continuing to the User Creation wizard or quitting the wizard. Click an option, then click Finish. If you chose Run New User Creation wizard, the User Creation wizard Welcome page appears.

The HS-PCI-enabled Site appears in the tree on the Server tab.